Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set standards across the industry to help HSBC safeguard its customers and the communities within which it operates.
We are currently seeking an experienced professional to join our team.
In this role, you will:
- Pro-actively provide day-to-day advice with queries from business on meeting Country regulatory requirements and standards to assist in the effective management of regulatory risks within the INSH branch.
- Advising line management of the impact on their businesses and functions of applicable external or internal regulations.
- Supporting line management in discharging their responsibilities to comply with applicable regulations.
- Active role in assessing how regulatory change impacts the business and support the business in implementation.
- Managing and monitoring Compliance operation and health in INSH branch.
- Help set regulatory guidelines to cover compliance issues and activities in INSH branch.
- Work closely with compliance team at head office, to ensure cohesiveness.
- Handling regulatory inward and outward document.
- Fostering good relations with the regulators.
- Internal and regulatory reporting of INSH branch.
- Compliance training to 1st line of defense.
To be successful in the role, you should meet the following requirements:
- Working experience as compliance staff at life insurance company
- Exposure to demanding operational environments to gain insight into the most effective compliance management applications
- Working across all levels of the organization to understand cross-functional linkages and interdependencies, as well as the implications of compliance at both a strategic level and at the business unit level.
- Experience of leading and coordinating a sizeable team.
Skills
- Demonstrated board-based business knowledge and the regulatory requirements of the insurance industry and securities laws & regulations in China, which helps to determine solutions around appropriate compliance measures, processes, monitoring and management;
- Excellent communication and interpersonal skills, including the capacity to articulate the case for compliance management in the language of business;
- Understand and interpret complex business requirements, and ability to
